ComplianceYou Can Prove.
Agents read new regulations, guidance and audit requests, map each obligation to the policy and control that meets it, test controls continuously and collect evidence as the work happens. Your risk and compliance team decides every gap, exception and attestation.
Sample regulation · Operational resilience
Article 6: ICT Risk Management
6.1 Framework. O-01Firms shall maintain a documented ICT risk management framework, reviewed at least annually.
6.2 Assets. O-02Firms shall identify and classify all ICT assets that support critical functions.
6.3 Testing. O-03Resilience testing shall be performed on critical systems at least once a year.
6.4 Incidents. O-04Major ICT incidents shall be reported to the authority within four hours of classification.
6.5 Providers. O-05Contracts with ICT providers shall include audit and termination rights.
6.6 Training. O-06Staff shall receive ICT security awareness training each year.
A sample regulatory change assessment. All policies, controls and numbers are made up.
Continuous Compliance
Compliance as a Running Process
Agents keep the cycle turning between audits, so when the auditor arrives the evidence is already current and your team reviews results instead of chasing them.
This week
- 1
Regulatory Change, as It Happens
New regulations, guidance and enforcement actions are read when published and mapped to your obligations.
Compliance reviews new obligations - 2
Controls Tested Continuously
Each control is tested against live data from your systems, on the full population and on your schedule.
Control owners see exceptions - 3
Collected While Work Happens
Evidence is captured, labeled and linked to its control, so nothing is gathered in a rush before fieldwork.
Audit sees a ready package - 4
Signed by Owners
Owners review results and attest, with every exception, decision and signature on the record.
Owners sign, compliance approves
Every Test Step Logged, With Its Evidence
Agents run each control test the way your testers would and log every rule they evaluate, passed or failed, with the population and evidence behind it. Exceptions go to the control owner with everything needed to fix them.
Why: One of six test steps failed.
Rule access_review.leavers_removedWhy: Complete extract from the identity system.
IAM export, October 1Why: Terminated in HR but still enabled after 30 days.
HR terminations vs. IAM statusWhy: Control owner in the control register.
Register entry CTL-AC-04A Log of Every Rule
Each test step shows its result, the data it read and the evidence it kept.
Full Populations
Tests run on every record, not a sample, wherever the data allows.
Ready for the Auditor
Evidence packages export with the log, the population and the sign-off.
For Everyone Who Answers for Risk
Agents prepare, map and test. The people accountable for risk review and decide.
Chief Compliance Officers
One view of obligations, gaps and attestations across the business, with the evidence behind every status.
Chief Risk Officers
Control health and emerging risks in one place, with the trend behind every rating.
Internal Audit
Full-population testing and evidence packages, so fieldwork starts from the exceptions.
Control Owners
Tests run and evidence collected for you, with exceptions explained before you attest.
Privacy Officers
Data processing, retention and transfer obligations mapped to the systems that hold the data.
Model Risk
Every AI agent documented, tested and monitored under your model risk policy.
Mapped to the Frameworks You Report On
One set of policies, controls and evidence, mapped to every framework you answer to, so a control tested once counts everywhere it applies.
Financial and Privacy
- SOX
- GDPR
- CCPA
- GLBA
Security and Resilience
- SOC 2
- ISO 27001
- NIST Cybersecurity Framework
- DORA
AI and Model Risk
- EU AI Act
- NIST AI Risk Management Framework
- SR 11-7 model risk guidance
ThinkTrends maps your policies, controls and evidence to the frameworks you choose. Audit opinions and regulatory determinations remain with your auditors and regulators.
Built for Regulated Risk
Agents run in your environment, keep your people in charge of every decision, and keep your data out of model training.
Owners Attest, Agents Prepare
Agents map, test and collect. Control owners and compliance decide, and every attestation is signed under a name.
Your Data Never Trains a Model
Documents and records are used to do the work and nothing else.
Runs in Your Environment
Your cloud, your data center or an isolated network.
Every Action Recorded
Every agent step and human decision is kept in an audit trail no one can edit.
The AI Provider You Approve
The model connection sits behind one interface, so you choose the provider.
Configured, Not Coded
Rules, sources and thresholds are settings your team can read and change.
Related Modules
The platform modules these solutions are built on.
Frequently Asked Questions
Common questions about ThinkTrends Risk & Compliance.
What does ThinkTrends offer for risk and compliance teams?
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ThinkTrends offers agentic AI for risk and compliance. Agents read new regulations and guidance, map each obligation to the policy and control that meets it, test controls continuously on full populations and collect evidence as the work happens. Control owners and compliance decide every gap, exception and attestation.
How is ThinkTrends different from a GRC platform?
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A GRC platform stores your policies, controls and risk register and tracks workflows. ThinkTrends does the reading, mapping, testing and evidence collection behind them, logs every rule it evaluates with its evidence, and sends the results back to the GRC platform you already use.
Can ThinkTrends map a new regulation to our policies and controls?
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Yes. Agents extract each obligation from the regulation, map it to the policy or control that addresses it, and report it as met, partial or missing with the evidence, for your compliance team to review.
How does ThinkTrends test controls continuously?
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Agents run each control test against live data from your systems on the schedule you set, evaluate every rule on the full population where possible, and log each step with its evidence. Exceptions go to the control owner.
Does ThinkTrends replace our auditors or control owners?
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No. Agents prepare, map, test and collect evidence. Control owners attest, compliance decides, and audit opinions remain with your auditors.
Which frameworks does ThinkTrends support?
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SOX, SOC 2, ISO 27001, the NIST Cybersecurity Framework, GDPR, CCPA, GLBA, DORA, the EU AI Act, the NIST AI Risk Management Framework and your internal policies, mapped to one set of controls and evidence.
Is our data used to train AI models?
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No. ThinkTrends uses policies, controls and evidence only to do the work, inside your own environment. Your data is never used to train, tune or evaluate a model.